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Underwriting Business
As the first securities company with an investment bank as its main operating entity in Cambodia, our company will focus on investment, post-investment management, and underwriting business.
Underwriting business scope is not limited to pre-listing tutoring, but also includes mergers and acquisitions, financial advisory, corporate consultant, and we can also act as investment input and link of venture business during pre-listing tutoring. We will make the investment to our tutoring companies as a start, and then enter the investment management, the introduction of corporate governance system, development and mergers and acquisitions advice, and then enter the public stage.
We are more than happy to continue to serve the company even if the purpose of going public has been achieved, because the post-IPO tutoring is a must for the company, and it is also our responsibility towards investors, which is the long-term tutoring commitment that an investment bank must make, rather than just a general underwriter.
- SERC Requirements Checks :
The company shall ensure that it has met/is in the process of fulfilling the SERC requirements - Letter of Intend :
The company shall submit the letter of intent to SERC to officially express its intention in listing its equity to the public - CSX Review :
The company shall submit the application for listing eligibility review and shall obtain approval from CSX regarding its eligibility - SERC In-principle Approval :
The company shall file an Application Form & Disclosure Documents and Attach Documents to the Securities Issuance Department of SERC - Existing Shares Deposit :
The company shall deposit its existing shares at the Operator of Securities Depository after the receipt of approval in principle from SECC - Terms of Offering :
Prepare and obtain approval on the Terms of Offering from SERC and the securities market operator - Book Building :
The underwriter and the issuer conduct road shows or non-public advertisement - Equity Subscription :
A subscription shall commence within the validity period of the disclosure document - Official Listing :
Before admitting to being officially listed at CSX, the company shall sign a Securities Listing Agreement and the Lock-up Agreement with the CSX
- IPO is the offering of equity securities to ≥ 1 30 investors and is publicly advertised
- There is no official format for the Letter of Intent
- Application Form for Listing Eligibility Review is provided by the CSX
- CSX will notify the result of the listing eligibility review to the Listing Applicant no longer than 1 month from the date of receiving a complete application
- SERC will notify the refusal or in-principle approval in writing within 2 months from the date of receiving complete disclosure documents
- CSX lists the company at the CSX within 5 working days after correctly and fully receiving listing requirement documents
- 20% of total public offering amounts shall be reserved for investors who are Cambodian citizens
- Both CSX and SERC charge various fees during this IPO process (Appendix 3, 4, & 9)
Services
Open Tradning Account
Invest in Cambodia’s growing capital market with Cambodia Securities Plc, a licensed securities firm and trusted member of the Cambodia Securities Exchange (CSX). We provide investors with secure access to stock trading, market research, and expert support — all tailored to meet the needs of both individuals and institutions.
Call Center (8/6)
Any comment or inquiry?
- +855 (0) 23 997 888
- services@cambodiasecurities.com.kh